Carolyn Mendelson

• Salt Lake City, USA
• Clyde Snow Attorneys at Law
• Of Counsel

I am a licensed Pennsylvania attorney who is a member of the Securities and Regulatory Practice Group at Clyde Snow. My expertise is in SEC and state securities regulation, registered investment advisor law, investigations, and administrative law. I focus my practice on securities enforcement, regulatory defense, government and independent investigations, fund formation, and providing guidance to private funds, investment advisors, broker-dealers, issuers and industry service providers.

I served the public as a securities regulator and enforcement attorney for the Pennsylvania Securities Commission and the Pennsylvania Department of Banking and Securities for over a dozen years. 

Prior to joining Clyde Snow, I was a securities compliance consultant and outsourced chief compliance officer for six years. My consulting clients included hedge funds, venture capital funds, fund of funds, foreign investment advisors, quantitative funds, private equity, real estate advisors, and ultra-high net worth private wealth managers.